Legal Notice
LEGAL NOTICE
Quadia SA
Rue de l’Arquebuse 12
1204 Geneva
Switzerland
Tel .: +41 22 888 1200
Email: info@quadia.ch
Website: www.quadia.ch
Activities and Supervisory Authority
Quadia is a Swiss limited company authorised by FINMA as a portfolio manager within the meaning of the Swiss Federal Act on Financial Institutions (FinIA). The Company’s prudential supervision is carried out by AOOS, the Supervisory Organisation of the Swiss Association of Asset Managers (SAAM).
Supervisory Organisation
AOOS – Swiss Supervisory Organisation SA
Rue Du-Roveray 14
1207 Geneva
Switzerland
Tel.: +41 22 343 40 00
Email: infogeneve@aoos.ch
Financial Services
Quadia provides the following services:
- Investment advisory services in relation to collective investment schemes;
- Management of collective investment schemes below the thresholds set out in Art. 24 para. 2 FinIA;
- Investment advisory services for professional clients, including institutional clients;
- Offering of financial instruments.
Client Classification
In accordance with the Swiss Financial Services Act (FinSA), financial service providers are required to classify their clients in order to ensure that they benefit from a level of protection appropriate to their client segment.
Quadia’s services are intended for professional and institutional clients within the meaning of FinSA.
Information on Risks
Investing in financial instruments involves risks. These risks are explained in the brochure issued by the Swiss Bankers Association on the risks involved in trading financial instruments, which may be downloaded from the Swiss Banking website: www.swissbanking.ch/en/downloads.
Information on the Cost of Services Provided
Quadia’s remuneration is in line with market terms for comparable services. It is clearly specified in the relevant asset management or advisory agreements. The Company will provide any additional information upon request.
Relationships with Third Parties in Connection with the Provision of Financial Services
Where such relationships exist, they are clearly disclosed in the relevant agreements in order to ensure the informed consent of the parties.
Conflicts of Interest
Quadia has implemented organisational measures designed to identify, minimise and manage conflicts of interest. Where conflicts of interest cannot be eliminated or satisfactorily managed, the Company discloses them to the clients concerned.
Quadia sets out its conflict-of-interest management arrangements in its Compliance Manual and regularly updates a matrix in which identified conflicts of interest are recorded.
Ombudsman - Terraxis
In accordance with applicable law, Quadia is affiliated with an Ombudsman (Terraxis), whom clients may contact at any time to make use of its dispute resolution services.
Terraxis
Rue de la tour de l’Ile 1,
1204 Geneva
Switzerland
Tel.: +41 22 732 61 19
Email: info@terraxis.ch
Website: www.terraxis.ch